Miller Knoll Home
Download Text DocumentDownload PDFDownload Excel Document
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Shethia Kartik

(Last) (First) (Middle)
855 EAST MAIN AVENUE
P.O. BOX 302

(Street)
ZEELAND MI 49464

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/12/2021
3. Issuer Name and Ticker or Trading Symbol
MILLERKNOLL, INC. [ MLKN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
President - Intl Contract
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 2,786 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) (1) 07/14/2030 Common Stock 1,283 21.38 D
Non-Qualified Stock Option (right to buy) (1) 07/14/2030 Common Stock 7,500 23.52(2) D
Non-Qualified Stock Option (right to buy) (1) 07/13/2031 Common Stock 3,070 45.75 D
Restricted Stock Units (3) (3) Common Stock 3,692 (4) D
Explanation of Responses:
1. This grant vests in three equal annual installments beginning on the first anniversary of the grant date.
2. The exercise price of this premium-priced option is equal to 110% of the closing price of Herman Miller's common stock on the date of grant.
3. The restricted stock units are subject to a three-year vest schedule, vesting 25% on 8/1/2022, 25% on 8/1/2023, and 50% 8/1/2024.
4. Each restricted stock unit represents a contingent right to receive one share of MLHR common stock.
By: Jacqueline H. Rice For: Kartik Shethia 02/08/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.